Fraud Prevention Institute for Employee Benefit Plans—Session Details and Handouts

In order to download session handouts you must be logged in and registered for the program.

Session handouts will be available to registered attendees Wednesday, July 10 through Saturday, September 14.

Show Date:  

Filter by Track:  

Monday, July 15

8:30 AM – 9:30 AM

FPI01  OPENING—A Real-World Lesson

Leslie C. Kirsch, CFE, CIDA, CISA Moderator
Director, Fraud Risk and Resolution
WithumSmith+Brown, PC
Bethesda, MD

Nathan Mueller Speaker
Speaker
Integrative Ethics LLC
Minneapolis, MN

Fraud actually happens. Hear the story from a “real” fraudster and learn: • What was the motivation for the fraud in the first place? • How was the scam uncovered? • How did the fraud impact the organization and the people nearest to the fraud? • How can your participants be hurt by this fraud or other unknown schemes? • Are there wider connections and implications? • How to identify red flags within your organization • How to minimize the risk of fraud. (#14—Keynote)

9:45 AM – 11:00 AM

FPI02  Why Normal People Commit Fraud

Christine Fletcher Moderator
President
Ullico Casualty Group, LLC
Silver Spring, MD

Leslie C. Kirsch, CFE, CIDA, CISA Speaker
Director, Fraud Risk and Resolution
WithumSmith+Brown, PC
Bethesda, MD

• Who commits fraud? Can you spot them? • What are typical rationalizations for unethical behaviors? • What are the types of fraud? • What are the ways fraud is committed? • How can schemes be detected and dealt with? (#10—General Topics)

11:15 AM – 12:30 PM

FPI03  Keys to Service Provider Management and Vetting

Eric J. Wallin, CPA Panelist
Partner
Legacy Professionals LLP
Westchester, IL

Michael A. Ledbetter, CEBS Moderator/Panelist
Partner
Ledbetter Parisi LLC
Indianapolis, IN

S. Bradley Perkins Panelist
Partner
Seyfarth Shaw LLP
San Francisco, CA

• Your responsibility and obligation • Best practices in due diligence • Appropriate contract language, including language for software vendors • Leveraging data mining • Methods for auditing and oversight • Suitable cloud management approaches • Questions for your vendors (#10—General Topics)

1:30 PM – 2:45 PM

FPI04  Fraud Risk Management in an Electronic Age

Eric J. Wallin, CPA Co-Speaker
Partner
Legacy Professionals LLP
Westchester, IL

Justin P. Webb, CIPP/US Co-Speaker
Attorney and Chief Information Security Officer
Godgrey & Kahn s.c.
Milwaukee, WI

Susan Philpott Moderator
Partner
Goldblatt Partners LLP
Toronto, ON

• Types of benefit fund fraud • Preventing and detecting fraud through internal controls • Conducting an effective risk assessment • Top five must-have policies and procedures • What to do after a data breach • Incident response planning: Who does it, when it should be done and frequency of reviews • Duty to report to law enforcement (#10—General Topics)

3:00 PM – 4:15 PM

FPI05  The Hidden Costs of Fraud in an Electronic Age

Justin P. Webb, CIPP/US Moderator
Attorney and Chief Information Security Officer
Godgrey & Kahn s.c.
Milwaukee, WI

S. Bradley Perkins Co-Speaker
Partner
Seyfarth Shaw LLP
San Francisco, CA

Susan Philpott Co-Speaker
Partner
Goldblatt Partners LLP
Toronto, ON

• Identifying and quantifying the actual cost of a breach • Defining the soft costs associated with a breach • GDPR—What is it, and what needs to be done now? • Review some examples and the impact of the breach • What lessons can be learned from these stories? • How can business continuity planning serve as a tool for you? (#10—General Topics)