SEC Rule and Its Impact on Plans and Participants

  Free to International Foundation and ISCEBS Members

Recorded - August 29, 2019
3:00-4:30 p.m. ET

After a decade of grappling with how to enhance investor protections, the SEC recently finalized its Regulation Best Interest rule. This rulemaking package also includes a new required disclosure document and interpretation of some existing rules.

This presentation will cover:

  • The rulemaking package with particular emphasis on how it impacts service provider interactions with plan sponsors and active plan participants
  • The rule’s impact on rollover recommendations
  • The degree of certainty this rule offers as we hurdle toward a June 30, 2020 compliance deadline.




Joan C. McDonagh [view bio]
Senior Director, Legislative and Regulatory Affairs
Empower Retirement
Milwaukee, Wisconsin


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