Financial Planning United States Webcast

Understanding the Basics of Portfolio Monitoring and Securities Litigation

Free to International Foundation and ISCEBS members

This session will show how effective portfolio monitoring can uncover opportunities to restore lost investment value to retirement funds while trustees fulfill their fiduciary responsibilities. It will also showcase tools that trustees and plan professionals can leverage to better protect their funds, demonstrate how litigation can be a powerful strategy to fulfill fiduciary responsibilities, and explore how changes in SEC priorities make private securities class actions all the more crucial. Real-world case studies will illustrate how funds have successfully engaged in the litigation process to achieve meaningful recoveries.

Key topics include:

• Demystifying portfolio monitoring—what it is, what it costs and why it matters
• Connecting the dots—how portfolio monitoring supports and drives securities litigation
• Strengthening governance—how engaging in portfolio monitoring helps trustees meet fiduciary duties
• Learning from experience—a review of select key cases and real-world outcomes.

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  Erin Woods

  Partner

  Bleichmar Froni & Auld LLP

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  Nancy Kulesa

  Partner

  Bleichmar Fonti & Auld LLP

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  Antonio Saguibo

  Of Counsel

  Bleichmar, Fonti & Auld LLP